Ellex Medical – Capital Raise

Case Study

Date

November 8, 2018

Client

Ellex Medical Pty Ltd (ASX:ELX) now Nova Eye Medical Limited (ASX:EYE)

Title

Corporate Advisory for Australian and US Institutional Placement

Deal Value

$23m

Services provided

Ellex Lumibird

Background

  • Ellex Medical Lasers Limited (Ellex or the Company) is an Australian-based medical technology company that develops, manufactures, and sells a portfolio of proprietary ophthalmic treatment technologies and devices
  • Ellex focuses on producing ophthalmic lasers and devices that treat glaucoma, secondary cataract and vitreous opacities, as well as age-related macular degeneration
  • Ellex engaged AE as an independent corporate advisor for a placement to accelerate the growth of Ellex iTrack into the fast-growing MIGS (minimally invasive glaucoma surgery) market

Our role

  • Maximising competitive tension around the commercial parameters within which the company would be prepared to pursue a capital raise
  • Review and assess all relevant regulatory framework and decide the most appropriate deal structure to ensure the Company can successfully raise capital without pushback from regulators
  • Assisting the company with preparation and marketing of investor roadshows, briefings, presentations and public announcement
  • Discussions with existing shareholders and outreach to AE’s extensive institutional investor network to determine willingness to partake in chosen structure
  • Advised on the most appropriate method of funding including valuation, structure, and amount to be raised

Outcomes

  • Ellex successfully secured A$23 million in capital through a private placement in November 2017, including participation from new and existing institutional and sophisticated investors from United States and Australia
  • The placement will be completed in two Tranches, with Tranche 1 consisting of approximately 10.1 million shares and Tranche 2 consisting of approximately 11.1 million shares
  • The funds raised from the placement will allow the company to drive the growth of Ellex iTrack, one of Ellex’s primary product offerings, in several key ways:
    • Expansion of sales and marketing of Ellex iTrack in the USA and in strategic markets outside the USA
    • Production capacity expansion
    • Product Development

Ellex Medical – Capital Raise

Position

Background Ellex Medical Lasers Limited (Ellex or the Company) is an Australian-based medical technology company that develops, manufactures, and sells a portfolio of proprietary ophthalmic treatment technologies and devices Ellex focuses on producing ophthalmic lasers and devices that treat glaucoma, secondary cataract and vitreous opacities, as well as age-related macular degeneration Ellex engaged AE as […]